Head of Compliance Oversight Assessments
Role highlights
Full Time
Permanent
Lead
On-site
The Head of Compliance Oversight Assessments role requires a seasoned professional with over 7 years of experience in risk management, compliance, finance, or legal functions within financial institutions or professional services. The candidate should have strong leadership capabilities, demonstrated by experience leading or supporting diverse teams. Key expertise includes comprehensive knowledge of regulatory frameworks and risk types such as credit, market, capital, liquidity, operational, IT, security, and data risk management. The role demands proficiency in reviewing and enhancing compliance frameworks and governance procedures to ensure alignment with regulatory standards, particularly in coordination with authorities like the DFSA. Effective communication skills in both English and Danish, written and spoken, are essential for liaising with regulators and internal stakeholders. The position emphasizes strategic oversight, including planning, quality assurance, observation management, and continuous process improvement within the compliance function. The candidate should be adept at fostering inclusive team environments, coaching specialists, and driving collaboration across Group Compliance and business partners. A curious and responsible approach to challenges, with a commitment to fair outcomes, is valued. The role also involves participation in strategic transformation initiatives, such as Forward ’28, highlighting the importance of adaptability and forward-thinking. Overall, the ideal candidate combines deep regulatory knowledge, leadership experience, strong interpersonal skills, and a commitment to maintaining robust compliance oversight in a dynamic financial services environment.
About the role
We are seeking an experienced colleague to lead our Compliance Oversight Assessments (COA) team. You will guide specialists who review how frameworks from Group Risk Management and 1st Line Specialist Functions support the management of Compliance Risks, including Market, Liquidity, Credit, Operational, IT & Security, and Data Risk Management. You will work closely with regulatory authorities and partners across the organisation to ensure compliance practices are clear, consistent, and aligned with regulatory expectations.
Responsibilities
- Lead and support the COA team with clear guidance and inclusive coaching
- Coordinate COA activities and ensure consistent delivery across the Group
- Act as primary contact with regulatory authorities, including the DFSA
- Review frameworks from Group Risk Management and 1st Line Specialist Functions, contributing to improvements in compliance risk management
- Collaborate with colleagues across Group Compliance and strengthen business partnerships
- Contribute to enhancing processes and ways of working within the compliance function
- Oversee planning, quality reviews, observation management, and follow-up activities
- Maintain and develop procedures supporting effective governance and regulatory alignment
- Participate in strategic and transformation initiatives, including Forward ’28
Requirements
- Minimum 7+ years of experience in risk management, compliance, finance, or legal roles within a financial institution or professional services organisation
- Leadership experience is a plus
- Knowledge of regulations related to credit, market, capital, liquidity, operational, IT, security, or data risk
- Experience supporting or leading teams that value diverse perspectives
- Comfortable communicating in English and Danish, both written and spoken
- Able to share information clearly with different audiences
- Approaches challenges with curiosity and a commitment to responsible and fair outcomes
Benefits
- Join a team that values openness, respectful collaboration, and a sense of belonging
- Environment supporting learning and growth, where all colleagues can contribute according to their strengths
How to Apply
Please send your CV and a short cover letter in English. For questions, contact Sirion Hutchinson ([email protected]). Applications are reviewed on an ongoing basis.
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